SFC Licences of CHAN Anthony Jen Haw 陳甄灝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Isola Capital Asset Management Limited 道源資產管理有限公司
RO 1, 4 06 June 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
RE 1, 6 30 April 2004 27 April 2007
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司
RE 4, 6, 9 01 April 2003 13 April 2004
Isola Capital Asset Management Limited 道源資產管理有限公司
RO 9 17 October 2012
Yorkville Advisors HK Limited
RO 6 27 August 2010 31 October 2011
Yorkville Advisors HK Limited
RO 1, 4 18 March 2009 31 October 2011
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司
RE 4 28 May 2007 21 July 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司
RE 6 23 May 2007 21 July 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited
RE 1 30 April 2004 11 May 2007