SFC Licences of CHAN Anthony Jen Haw 陳甄灝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Isola Capital Asset Management Limited 道源資產管理有限公司 RO 4 06 June 2013
Isola Capital Asset Management Limited 道源資產管理有限公司 RO 1 06 June 2013
Isola Capital Asset Management Limited 道源資產管理有限公司 RO 9 17 October 2012
Yorkville Advisors HK Limited RO 6 27 August 2010 31 October 2011
Yorkville Advisors HK Limited RO 4 18 March 2009 31 October 2011
Yorkville Advisors HK Limited RO 1 18 March 2009 31 October 2011
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 28 May 2007 21 July 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 23 May 2007 21 July 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 30 April 2004 11 May 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 30 April 2004 27 April 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 30 April 2004 27 April 2007
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 9 01 April 2003 13 April 2004
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 6 01 April 2003 13 April 2004
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 4 01 April 2003 13 April 2004