SFC Licences of CHAN Anthony Jen Haw 陳甄灝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RO | 1, 4 | 06 June 2013 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RE | 1, 6 | 30 April 2004 | 27 April 2007 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RE | 4, 6, 9 | 01 April 2003 | 13 April 2004 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RO | 9 | 17 October 2012 | |
| Yorkville Advisors HK Limited |
RO | 6 | 27 August 2010 | 31 October 2011 |
| Yorkville Advisors HK Limited |
RO | 1, 4 | 18 March 2009 | 31 October 2011 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RE | 4 | 28 May 2007 | 21 July 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RE | 6 | 23 May 2007 | 21 July 2008 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited |
RE | 1 | 30 April 2004 | 11 May 2007 |