SFC Licences of CHAUDHRY Anoop 周德禮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RO	6	05 May 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RO	4	05 May 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RO	1	05 May 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	6	02 January 2018	05 May 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	02 January 2018	05 May 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	02 January 2018	05 May 2023
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	6	13 July 2009	21 January 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	13 July 2009	21 January 2016
Merrill Lynch Far East Limited	RE	1	04 November 2008	07 April 2009
Merrill Lynch (Asia Pacific) Limited	RE	1	04 November 2008	07 April 2009
Merrill Lynch Far East Limited	RE	6	09 October 2008	07 April 2009
Merrill Lynch Far East Limited	RE	4	09 October 2008	07 April 2009
Merrill Lynch (Asia Pacific) Limited	RE	6	09 October 2008	07 April 2009
Merrill Lynch (Asia Pacific) Limited	RE	4	09 October 2008	07 April 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	6	23 April 2007	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	4	23 April 2007	29 September 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	14 April 2005	07 March 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	14 April 2005	07 March 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	14 April 2005	07 March 2007
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	4	01 April 2003	18 August 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	6	01 April 2003	18 August 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	9	01 April 2003	15 February 2005