SFC Licences of KWOK Kin Kwong, Gary 郭建江
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
WAG Financial Services Group Limited 華高金融服務有限公司 | RE | 6 | 21 January 2004 | 10 February 2004 |
WAG Financial Services Group Limited 華高金融服務有限公司 | RE | 4 | 21 January 2004 | 10 February 2004 |
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 | RE | 6 | 21 January 2004 | 10 February 2004 |
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 | RE | 4 | 21 January 2004 | 10 February 2004 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 01 April 2003 | 17 May 2003 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 01 April 2003 | 17 May 2003 |