SFC Licences of CHUI King Wai 徐經緯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 6 17 August 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 4 17 August 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 1 17 August 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 27 April 2023 17 August 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 27 April 2023 17 August 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 27 April 2023 17 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 6 16 February 2016 18 November 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 4 16 February 2016 18 November 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 1 16 February 2016 18 November 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 19 May 2010 16 February 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 19 May 2010 16 February 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 19 May 2010 16 February 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 22 July 2009 24 February 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 15 June 2009 24 February 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 15 June 2009 24 February 2010
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 13 May 2004 11 December 2008
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 9 01 April 2003 13 April 2004
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 4 01 April 2003 13 April 2004
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 6 01 April 2003 13 April 2004