SFC Licences of ZHAO Yuhong 趙宇紅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 13 September 2010 01 September 2014
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 13 September 2010 01 September 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 1 13 September 2010 01 September 2014
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 27 November 2009 25 June 2010
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 27 November 2009 25 June 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 13 August 2007 15 December 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 13 August 2007 15 December 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 13 August 2007 15 December 2008