SFC Licences of KWON Young Bum
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lazard Asia (Hong Kong) Limited | RO | 6 | 19 November 2010 | 01 August 2011 |
Lazard Asia (Hong Kong) Limited | RO | 4 | 19 November 2010 | 01 August 2011 |
Lazard Asia (Hong Kong) Limited | RO | 1 | 19 November 2010 | 01 August 2011 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 4 | 01 April 2003 | 19 September 2003 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 6 | 01 April 2003 | 19 September 2003 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 9 | 01 April 2003 | 19 September 2003 |