SFC Licences of KHOO Pui Wun 丘培煥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Arta Asset Management Limited 裕承資產管理有限公司	RE	9	10 October 2023
Arta Asset Management Limited 裕承資產管理有限公司	RE	4	10 October 2023
Arta Asset Management Limited 裕承資產管理有限公司	RE	1	10 October 2023
Arta Global Markets Limited 裕承環球巿場有限公司	RE	9	10 October 2023
Arta Global Markets Limited 裕承環球巿場有限公司	RE	4	10 October 2023
Arta Global Markets Limited 裕承環球巿場有限公司	RE	1	10 October 2023
Arta Global Futures Limited 裕承環球期貨有限公司	RE	2	10 October 2023
ABCI Asset Management Limited 農銀國際資産管理有限公司	RO	4	11 November 2013	30 January 2014
ABCI Securities Company Limited 農銀國際證券有限公司	RE	1	11 December 2012	30 January 2014
ABCI Asset Management Limited 農銀國際資産管理有限公司	RO	9	18 October 2012	30 January 2014
ABCI Securities Company Limited 農銀國際證券有限公司	RE	4	20 May 2010	12 July 2012
ABCI Securities Company Limited 農銀國際證券有限公司	RE	1	20 May 2010	12 July 2012
Edmond de Rothschild Asset Management (Hong Kong) Ltd.	RE	9	23 May 2008	10 June 2009
HSBC Global Asset Management (Hong Kong) Limited	RE	9	16 August 2006	23 November 2007
HSBC Global Asset Management (Hong Kong) Limited	RE	4	16 August 2006	23 November 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	4	01 March 2005	12 May 2006