SFC Licences of CHOW Chin Shuen, Stella 鄒展璇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yicko Securities Limited 益高證券有限公司 | RE | 4 | 10 February 2017 | |
Yicko Securities Limited 益高證券有限公司 | RE | 1 | 10 February 2017 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 11 April 2014 | 15 August 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 11 April 2014 | 15 August 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 21 June 2011 | 24 March 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 21 June 2011 | 24 March 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 09 November 2010 | 07 June 2011 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 09 November 2010 | 07 June 2011 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 03 July 2007 | 05 August 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 03 July 2007 | 05 August 2010 |