SFC Licences of TSE Man Ting, Sunny 謝文廷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 22 January 2009 01 March 2012
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 22 January 2009 01 March 2012
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司
RE 1, 2 03 July 2006 06 December 2006
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司
RE 2 03 July 2006 06 December 2006
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司
RE 2 01 April 2003 17 June 2006
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司
RE 1 01 April 2003 17 June 2006
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司
RE 5, 9 01 April 2003 10 September 2004
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司
RE 4, 6, 9 01 April 2003 10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司
RE 7 01 April 2003 02 September 2003