SFC Licences of LEE Ka Yan, Karen 李嘉茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 24 July 2003 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 01 April 2003 | 23 July 2003 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 01 April 2003 | 23 July 2003 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 01 April 2003 |