SFC Licences of CHEUNG Kwok Wah 張國華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Keefe, Bruyette & Woods Asia Limited	RE	1	04 March 2010	25 June 2012
Fox-Pitt, Kelton (Asia) Limited	RE	1	14 May 2007	16 October 2009
CLSA Futures Limited 里昂期貨有限公司	RE	2	04 December 2006	24 January 2007
CLSA Limited 中信里昂證券有限公司	RE	1	04 December 2006	24 January 2007
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	01 April 2003	01 December 2006
Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司	RE	2	01 April 2003	01 December 2006
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	9	01 April 2003	07 February 2005
Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司	RE	4	01 April 2003	07 February 2005
Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司	RE	1	01 April 2003	07 February 2005
Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司	RE	6	01 April 2003	07 February 2005
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	6	01 April 2003	07 February 2005
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	4	01 April 2003	07 February 2005
Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司	RE	9	01 April 2003	07 February 2005
Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司	RE	9	01 April 2003	07 February 2005
Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司	RE	5	01 April 2003	07 February 2005