SFC Licences of CHAN Wai Yi, Karen 陳惠儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Gayang Securities Limited 嘉銀證券有限公司 | RE | 4 | 29 March 2011 | 16 July 2012 |
| Gayang Securities Limited 嘉銀證券有限公司 | RE | 1 | 29 March 2011 | 16 July 2012 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RE | 4 | 04 July 2007 | 30 September 2010 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 4 | 02 April 2004 | 12 June 2007 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 02 April 2004 | 12 June 2007 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 4 | 01 April 2003 | 06 February 2004 |