SFC Licences of WONG Ka Fai, Jimmy 黃家輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 02 March 2020 | 13 March 2020 |
| UBS Securities Hong Kong Limited | RO | 6 | 20 February 2019 | 02 March 2020 |
| UBS AG | 6 | 08 September 2017 | ||
| UBS AG | 4 | 08 September 2017 | ||
| UBS AG | 1 | 08 September 2017 | ||
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 20 February 2019 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 18 December 2016 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 14 August 2003 | 29 April 2006 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 14 August 2003 | 29 April 2006 |