SFC Licences of LIM Swee Tin Lisa 林瑞珍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Vantage Capital Markets HK Limited	RO	4	19 February 2024
Vantage Capital Markets HK Limited	RO	6	28 December 2022
Vantage Capital Markets HK Limited	RE	4	21 December 2022	19 February 2024
Vantage Capital Markets HK Limited	RE	1	07 February 2022
BOCI Asia Limited 中銀國際亞洲有限公司	RO	6	20 August 2015	21 January 2022
BOCI Asia Limited 中銀國際亞洲有限公司	RO	1	20 August 2015	21 January 2022
BOCI Securities Limited 中銀國際證券有限公司	RO	1	20 August 2015	21 January 2022
BOCI Asia Limited 中銀國際亞洲有限公司	RE	6	13 January 2015	20 August 2015
BOCI Asia Limited 中銀國際亞洲有限公司	RE	1	13 January 2015	20 August 2015
BOCI Securities Limited 中銀國際證券有限公司	RE	1	13 January 2015	20 August 2015
BOCOM International Securities Limited 交銀國際證券有限公司	RE	4	25 September 2014	02 January 2015
BOCOM International Securities Limited 交銀國際證券有限公司	RO	1	21 December 2010	02 January 2015
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	6	26 October 2010	02 January 2015
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	1	26 October 2010	02 January 2015
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	26 October 2010	21 December 2010
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RO	1	05 May 2008	20 October 2010
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	6	17 August 2007	20 October 2010
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	24 July 2007	05 May 2008
ABCI Securities Company Limited 農銀國際證券有限公司	RO	1	15 November 2005	09 July 2007
Central China International Capital Limited 中州國際融資有限公司	RO	1	23 July 2004	28 October 2005
SBI China Capital Securities Limited 軟庫中華金融證券有限公司	RO	1	23 July 2004	28 October 2005