SFC Licences of POON CHI SUM 潘智森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 16 December 2016 | |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 16 December 2016 | |
Centaline Securities Limited 中原證券有限公司 | RE | 1 | 03 February 2012 | 23 April 2015 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 22 June 2011 | 23 April 2015 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 1 | 22 June 2011 | 23 April 2015 |
Midland Wealth Management Limited 美聯資產管理有限公司 | RO | 4 | 18 February 2008 | 05 February 2011 |
Midland Wealth Management Limited 美聯資產管理有限公司 | RO | 1 | 18 February 2008 | 05 February 2011 |
Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 | RE | 4 | 23 March 2007 | 31 October 2007 |
CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 24 March 2004 | 11 January 2007 |
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 4 | 01 April 2003 | 18 September 2003 |