SFC licenceholder AGO399 LEUNG Wai Man 梁偉民

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [9] (Asset Management) 01 March 2019
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities) 22 February 2019
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE [1] (Dealing in Securities) 24 March 2005 11 December 2018
HSBC Securities (Asia) Limited RE [1] (Dealing in Securities) 01 April 2003 14 November 2005
HSBC Securities (Asia) Limited RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 05 December 2003