SFC Licences of LIU Sai Yat 廖世逸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 22 August 2023 | |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 01 March 2010 | 08 January 2014 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 1 | 01 March 2010 | 31 March 2012 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 01 April 2003 | 20 March 2009 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 1 | 01 April 2003 | 22 July 2004 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 9 | 01 April 2003 | 22 July 2004 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 6 | 01 April 2003 | 05 June 2004 |