SFC Licences of LO Sui Yan 羅萃欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huarong International Securities Limited 華融國際證券有限公司	RE	4	08 May 2023
Huarong International Securities Limited 華融國際證券有限公司	RE	1	14 October 2022
Huarong International Securities Limited 華融國際證券有限公司	RE	2	03 December 2009	09 June 2022
Huarong International Securities Limited 華融國際證券有限公司	RE	1	03 December 2009	09 June 2022
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	09 March 2004	12 November 2009
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	09 March 2004	12 November 2009
Celestial Commodities Limited 時富商品有限公司	RE	9	01 April 2003	24 February 2004
Celestial Commodities Limited 時富商品有限公司	RE	7	01 April 2003	24 February 2004
Celestial Commodities Limited 時富商品有限公司	RE	5	01 April 2003	24 February 2004
Celestial Commodities Limited 時富商品有限公司	RE	2	01 April 2003	24 February 2004
Celestial Finance Limited 時富財務有限公司	RE	8	01 April 2003	24 February 2004
Celestial Securities Limited 時富證券有限公司	RE	1	01 April 2003	24 February 2004
Celestial Securities Limited 時富證券有限公司	RE	7	01 April 2003	19 February 2004
Celestial Securities Limited 時富證券有限公司	RE	6	01 April 2003	19 February 2004
Celestial Securities Limited 時富證券有限公司	RE	9	01 April 2003	19 February 2004
Celestial Securities Limited 時富證券有限公司	RE	4	01 April 2003	19 February 2004