SFC Licences of SO Man Hong 蘇文康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RO 2 02 June 2011
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RO 1 02 June 2011
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 2 15 November 2007 02 June 2011
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 1 15 November 2007 02 June 2011
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 30 December 2004 22 August 2005
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 13 December 2004 22 August 2005
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 April 2003 06 December 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 01 April 2003 06 December 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 01 April 2003 02 July 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 6 01 April 2003 02 July 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 7 01 April 2003 02 July 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 9 01 April 2003 02 July 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 4 01 April 2003 02 July 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 6 01 April 2003 02 July 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 7 01 April 2003 02 July 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 9 01 April 2003 02 July 2004