SFC Licences of HO Sau Wan, Sharon 何秀雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 08 April 2009 | 01 May 2010 |
Wisdom Wealth Management Limited 竑智理財策劃有限公司 | RO | 4 | 14 February 2006 | 30 April 2006 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 4 | 01 April 2003 | 30 April 2006 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 6 | 01 April 2003 | 25 January 2005 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 9 | 01 April 2003 | 25 January 2005 |