SFC Licences of HO Sau Wan, Sharon 何秀雲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 08 April 2009 01 May 2010
Wisdom Wealth Management Limited 竑智理財策劃有限公司 RO 4 14 February 2006 30 April 2006
Sun Life Hong Kong Limited 香港永明金融有限公司 RE 4 01 April 2003 30 April 2006
Sun Life Hong Kong Limited 香港永明金融有限公司 RE 6 01 April 2003 25 January 2005
Sun Life Hong Kong Limited 香港永明金融有限公司 RE 9 01 April 2003 25 January 2005