SFC Licences of LEE Yiu Keung 李耀强

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 9 28 July 2020 20 August 2022
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 4 28 July 2020 20 August 2022
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 4 28 July 2020 20 August 2022
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 28 July 2020 20 August 2022
Midas Securities Limited 金源證券有限公司 RE 9 16 April 2020 02 July 2020
Midas Securities Limited 金源證券有限公司 RE 4 16 April 2020 02 July 2020
Midas Securities Limited 金源證券有限公司 RE 1 16 April 2020 02 July 2020
Centaline Securities Limited 中原證券有限公司 RE 1 24 November 2015 20 April 2017
Centaline Wealth Management Limited 中原資產管理有限公司 RE 1 24 November 2015 20 April 2017
Centaline Wealth Management Limited 中原資產管理有限公司 RE 4 20 October 2004 20 April 2017
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 1 01 April 2003 30 September 2004
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 9 01 April 2003 25 May 2004
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 6 01 April 2003 25 May 2004
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 4 01 April 2003 25 May 2004