SFC Licences of YIP Ka Tak, Sammy 葉家德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Vanguard Investments Hong Kong Limited 領航投資香港有限公司	RO	6	22 November 2016	12 July 2019
Vanguard Investments Hong Kong Limited 領航投資香港有限公司	RO	4	04 January 2016	29 June 2022
Vanguard Investments Hong Kong Limited 領航投資香港有限公司	RO	1	04 January 2016	29 June 2022
Vanguard Investments Hong Kong Limited 領航投資香港有限公司	RO	9	24 September 2015	29 June 2022
Vanguard Investments Hong Kong Limited 領航投資香港有限公司	RE	4	09 July 2015	04 January 2016
Vanguard Investments Hong Kong Limited 領航投資香港有限公司	RE	1	09 July 2015	04 January 2016
Vanguard Investments Hong Kong Limited 領航投資香港有限公司	RE	9	09 July 2015	24 September 2015
UBS Asset Management (Hong Kong) Limited	RE	9	03 September 2013	24 June 2015
UBS Asset Management (Hong Kong) Limited	RE	4	03 September 2013	24 June 2015
UBS Asset Management (Hong Kong) Limited	RE	1	03 September 2013	24 June 2015
Funderstone Securities Limited	RO	9	05 March 2013	14 August 2013
Funderstone Securities Limited	RO	4	05 March 2013	14 August 2013
Funderstone Futures Limited	RO	9	05 March 2013	14 August 2013
Lippo Investments Management Limited 力寶投資管理有限公司	RO	9	09 July 2010	14 August 2013
Lippo Investments Management Limited 力寶投資管理有限公司	RO	6	09 July 2010	14 August 2013
Lippo Investments Management Limited 力寶投資管理有限公司	RO	4	09 July 2010	14 August 2013
Lippo Investments Management Limited 力寶投資管理有限公司	RO	1	09 July 2010	14 August 2013
Lippo Investments Management Limited 力寶投資管理有限公司	RE	9	26 April 2010	09 July 2010
Lippo Investments Management Limited 力寶投資管理有限公司	RE	6	26 April 2010	09 July 2010
Lippo Investments Management Limited 力寶投資管理有限公司	RE	4	26 April 2010	09 July 2010
Lippo Investments Management Limited 力寶投資管理有限公司	RE	1	26 April 2010	09 July 2010
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RO	1	24 July 2007	12 April 2010
State Street Global Advisors Singapore Limited	RE	6	24 July 2007	12 April 2010
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RE	6	24 July 2007	12 April 2010
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RE	1	04 September 2006	24 July 2007
State Street Global Advisors Singapore Limited	RO	9	07 February 2006	12 April 2010
State Street Global Advisors Singapore Limited	RO	4	07 February 2006	12 April 2010
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RO	9	07 February 2006	12 April 2010
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RO	5	07 February 2006	12 April 2010
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RO	4	07 February 2006	12 April 2010
State Street Global Advisors Singapore Limited	RE	9	05 July 2005	07 February 2006
State Street Global Advisors Singapore Limited	RE	4	05 July 2005	07 February 2006
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RE	4	01 April 2003	07 February 2006
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RE	5	01 April 2003	07 February 2006
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RE	9	01 April 2003	07 February 2006
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RE	6	01 April 2003	26 October 2004