SFC Licences of SO Lam Kan 蘇林根

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 23 September 2009 01 May 2011
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 23 September 2009 01 May 2011
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 23 September 2009 01 May 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 09 December 2008 19 September 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 23 March 2007 19 September 2009
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 1 20 June 2005 22 January 2007
Emperor Securities Limited 英皇證券有限公司 RE 1 18 November 2004 27 May 2005