SFC Licences of SO Lam Kan 蘇林根
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 23 September 2009 | 01 May 2011 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 23 September 2009 | 01 May 2011 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 23 September 2009 | 01 May 2011 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 09 December 2008 | 19 September 2009 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 23 March 2007 | 19 September 2009 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 20 June 2005 | 22 January 2007 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 18 November 2004 | 27 May 2005 |