SFC Licences of NG Lai Ming 吳麗明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 27 May 2010 | 30 March 2012 |
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 1 | 27 May 2010 | 30 March 2012 |
FTL Wealth Management (HK) Limited 富通財富管理有限公司 | RE | 4 | 22 June 2006 | 21 October 2009 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 4 | 01 April 2003 | 27 April 2006 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 6 | 01 April 2003 | 03 March 2005 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 9 | 01 April 2003 | 03 March 2005 |