SFC Licences of NG Lai Ming 吳麗明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 4 27 May 2010 30 March 2012
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 1 27 May 2010 30 March 2012
FTL Wealth Management (HK) Limited 富通財富管理有限公司 RE 4 22 June 2006 21 October 2009
Sun Life Hong Kong Limited 香港永明金融有限公司 RE 4 01 April 2003 27 April 2006
Sun Life Hong Kong Limited 香港永明金融有限公司 RE 6 01 April 2003 03 March 2005
Sun Life Hong Kong Limited 香港永明金融有限公司 RE 9 01 April 2003 03 March 2005