SFC Licences of KAN Tsz Yan, Arthur 簡子欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongtai International Capital Limited 中泰國際融資有限公司 RO 6 08 June 2022
Zhongtai International Capital Limited 中泰國際融資有限公司 RE 1 08 June 2022
Zhongtai International Capital Limited 中泰國際融資有限公司 RE 6 11 March 2022 08 June 2022
SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 RO 6 28 July 2021 07 February 2022
Advent Corporate Finance Limited 宏智融資有限公司 RO 6 18 October 2018 07 May 2021
Pulun International Capital Limited 普倫國際融資有限公司 RO 6 16 September 2015 05 October 2018
Pulun International Capital Limited 普倫國際融資有限公司 RO 1 16 September 2015 05 October 2018
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 6 30 January 2015 12 August 2015
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 10 November 2014 12 August 2015
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 10 November 2014 12 August 2015
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 10 November 2014 30 January 2015
Fulbright Securities Limited 富昌證券有限公司 RE 1 07 January 2014 08 November 2014
Fulbright Capital Limited 富昌融資有限公司 RO 6 02 September 2013 08 November 2014
Oriental Patron Asia Limited 東英亞洲有限公司 RO 6 26 November 2008 30 August 2013
Oriental Patron Asia Limited 東英亞洲有限公司 RE 6 01 April 2003 26 November 2008
Oriental Patron Asia Limited 東英亞洲有限公司 RE 4 01 April 2003 24 May 2004
Oriental Patron Asia Limited 東英亞洲有限公司 RE 9 01 April 2003 24 May 2004