SFC Licences of LEE Shuk Yee, Joanne 利淑兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 24 November 2011 | 07 September 2013 |
Merrill Lynch Far East Limited | RE | 2 | 03 September 2010 | 07 September 2013 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 07 April 2006 | 03 September 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 07 September 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
Merrill Lynch Far East Limited | RE | 1 | 01 April 2003 | 23 March 2005 |
Merrill Lynch Far East Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
Merrill Lynch Far East Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
Merrill Lynch Far East Limited | RE | 9 | 01 April 2003 | 25 January 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |