SFC Licences of NG Kwok Wai 吳國偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 03 May 2010 | 24 February 2011 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 1 | 03 May 2010 | 24 February 2011 |
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 | RE | 4 | 06 May 2006 | 21 October 2009 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 4 | 01 April 2003 | 24 February 2006 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 9 | 01 April 2003 | 31 January 2005 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 6 | 01 April 2003 | 31 January 2005 |