SFC Licences of NGO Long Hoang 黃龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 23 July 2007 29 January 2008
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 05 July 2006 29 January 2008
CLSA Futures Limited 里昂期貨有限公司
RE 2 10 August 2005 23 June 2006
CLSA Limited 中信里昂證券有限公司
RE 1 11 May 2005 29 January 2008