SFC Licences of NGO Long Hoang 黃龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 23 July 2007 | 29 January 2008 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 05 July 2006 | 29 January 2008 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 10 August 2005 | 23 June 2006 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 11 May 2005 | 29 January 2008 |