SFC Licences of AU Fung Lan 歐鳳蘭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1 15 March 2019
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RO 6 08 April 2013
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 6 27 March 2009 03 January 2013
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 6 21 January 2009 27 March 2009
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司
RO 6 21 September 2007 11 September 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司
RO 6 01 June 2006 03 March 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司
RE 6 01 September 2005 01 June 2006
Kingsway Financial Services Group Limited 滙富金融服務有限公司
Kingsway Capital Limited 滙富融資有限公司
RE 6 28 January 2004 01 September 2005
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司
RE 6 01 April 2003 28 January 2004
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司
RE 4, 9 01 April 2003 27 January 2004