SFC Licences of TAM Wey Lung 譚維龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 03 March 2023 | |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 03 March 2023 | |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 03 March 2023 | |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 12 July 2006 | 17 February 2023 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 01 July 2006 | 17 February 2023 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 01 July 2006 | 17 February 2023 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 01 July 2006 | 17 February 2023 |
FT Securities Limited 富通證券有限公司 | RE | 5 | 25 October 2005 | 17 June 2006 |
FT Securities Limited 富通證券有限公司 | RE | 2 | 25 October 2005 | 17 June 2006 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 30 April 2004 | 17 June 2006 |