SFC Licences of TSANG Yin Kan 曾燕勤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Gold Mountains Asset Management Limited 金山資產管理有限公司 RE 9 16 August 2022 22 September 2023
Gold Mountains Asset Management Limited 金山資產管理有限公司 RE 4 16 August 2022 22 September 2023
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 RE 4 28 January 2022 31 May 2022
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 RE 1 28 January 2022 31 May 2022
Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 RE 4 14 October 2016 26 September 2020
Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 RE 1 14 October 2016 26 September 2020
HSBC Investment Funds (Hong Kong) Limited RE 9 30 November 2015 26 April 2016
HSBC Investment Funds (Hong Kong) Limited RE 4 30 November 2015 26 April 2016
HSBC Investment Funds (Hong Kong) Limited RE 1 30 November 2015 26 April 2016
HSBC Global Asset Management (Hong Kong) Limited RE 9 30 November 2015 26 April 2016
HSBC Global Asset Management (Hong Kong) Limited RE 4 30 November 2015 26 April 2016
HSBC Global Asset Management (Hong Kong) Limited RE 1 30 November 2015 26 April 2016
GF International Investment Management Limited 廣發國際資產管理有限公司 RO 1 07 March 2014 21 November 2015
GF International Investment Management Limited 廣發國際資產管理有限公司 RE 9 12 September 2013 21 November 2015
GF International Investment Management Limited 廣發國際資產管理有限公司 RE 4 12 September 2013 21 November 2015
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RE 1 13 January 2009 07 July 2012
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RE 4 13 January 2009 29 July 2011
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 19 June 2008 19 November 2008
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RE 1 23 November 2005 26 May 2008
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RE 4 21 November 2005 26 May 2008
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 4 01 April 2003 20 November 2005
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 9 01 April 2003 20 May 2004