SFC Licences of YIU Wai Wah 姚偉華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 RE 1 07 September 2011 01 May 2013
BOCI Securities Limited 中銀國際證券有限公司 RE 1 28 December 2005 29 July 2011
BOCI Securities Limited 中銀國際證券有限公司 RE 9 01 April 2003 31 December 2003
BOCI Securities Limited 中銀國際證券有限公司 RE 6 01 April 2003 31 December 2003
BOCI Securities Limited 中銀國際證券有限公司 RE 4 01 April 2003 31 December 2003
BOCI Securities Limited 中銀國際證券有限公司 RE 1 01 April 2003 31 December 2003