SFC Licences of LAU Ka Ming 劉嘉明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 12 June 2019 | 30 October 2020 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 29 October 2009 | 30 March 2010 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 01 April 2003 | 31 December 2003 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 01 April 2003 | 31 December 2003 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 6 | 01 April 2003 | 31 December 2003 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 9 | 01 April 2003 | 31 December 2003 |