SFC Licences of KWOK Wing Yan 郭穎恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 RE 4 30 April 2004 03 February 2005
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 30 April 2004 03 February 2005
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 01 April 2003 03 February 2005
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 01 April 2003 19 March 2004
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 9 01 April 2003 09 December 2003
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 7 01 April 2003 15 August 2003