SFC Licences of KWOK Wing Yan 郭穎恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 4 | 30 April 2004 | 03 February 2005 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 30 April 2004 | 03 February 2005 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 01 April 2003 | 03 February 2005 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 01 April 2003 | 19 March 2004 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 9 | 01 April 2003 | 09 December 2003 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 7 | 01 April 2003 | 15 August 2003 |