SFC Licences of LUK Yuen Sze 陸婉詩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 RE 2 09 May 2019 26 September 2023
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 1 09 May 2019 26 September 2023
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 11 September 2014 01 May 2019
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 17 July 2014 01 May 2019
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 14 April 2014 04 July 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 14 April 2014 04 July 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 14 April 2014 04 July 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 14 April 2014 04 July 2014
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 24 December 2012 03 April 2014
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 28 January 2008 03 April 2014
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 RE 1 13 May 2005 01 June 2008
Prudential Brokerage Limited 信誠證券有限公司 RE 1 01 April 2003 11 May 2005
Prudential Brokerage Limited 信誠證券有限公司 RE 4 01 April 2003 07 June 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 6 01 April 2003 07 June 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 7 01 April 2003 07 June 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 9 01 April 2003 07 June 2004