SFC Licences of YIP Yuk Kwan 葉玉群

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Links International Investment Consultant Limited 靈獅國際投資顧問有限公司 RE 4 29 November 2016 31 March 2019
Redford Securities Limited 泓福證券有限公司 RE 1 13 August 2010 09 December 2013
Redford Asset Management Limited 泓福資產管理有限公司 RE 4 13 August 2010 09 December 2013
Redford Asset Management Limited 泓福資產管理有限公司 RE 9 13 August 2010 24 August 2011
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 4 25 November 2008 05 February 2009
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 1 03 November 2008 05 February 2009
Network Financial Services Limited 萬匯理財策劃有限公司 RO 4 07 September 2007 14 November 2007
AXA China Region Investment Services Limited 安盛投資服務有限公司 RE 1 27 August 2007 28 April 2008
Network Financial Services Limited 萬匯理財策劃有限公司 RE 4 27 August 2007 07 September 2007
Wisdom Wealth Management Limited 竑智理財策劃有限公司 RO 4 20 April 2006 30 March 2007
orientiert XYZ Securities Limited RE 4 04 April 2005 18 January 2006
AXA China Region Investment Services Limited 安盛投資服務有限公司 RE 4 01 April 2003 03 June 2004
AXA China Region Investment Services Limited 安盛投資服務有限公司 RE 6 01 April 2003 03 June 2004
AXA China Region Investment Services Limited 安盛投資服務有限公司 RE 9 01 April 2003 03 June 2004