SFC Licences of LAW Ka Lun 羅家麟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 24 September 2007 | 30 December 2010 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 24 September 2007 | 30 December 2010 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 26 November 2004 | 06 July 2007 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 20 July 2004 | 06 July 2007 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 06 July 2004 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 26 February 2004 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 26 February 2004 |