SFC Licences of LOO Wan Chi 盧韻姿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BOCI Securities Limited 中銀國際證券有限公司	RE	4	12 March 2012	04 October 2012
BOCI Securities Limited 中銀國際證券有限公司	RE	1	12 March 2012	04 October 2012
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司	RE	1	17 March 2006	17 October 2006
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	21 October 2003	15 October 2005
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	01 April 2003	15 October 2005
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RE	1	01 April 2003	15 October 2005
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RE	7	01 April 2003	29 September 2003
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RE	9	01 April 2003	29 September 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	01 April 2003	29 September 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	6	01 April 2003	29 September 2003
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RE	6	01 April 2003	29 September 2003
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RE	4	01 April 2003	29 September 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	9	01 April 2003	29 September 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	7	01 April 2003	07 July 2003