SFC Licences of LAM Lam, Linda 林霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Neuberger Berman Asia Limited	RE	4	06 March 2015
Neuberger Berman Asia Limited	RE	1	06 March 2015
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司	RE	4	29 September 2009	13 September 2013
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司	RE	1	01 December 2005	01 July 2006
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司	RE	9	07 February 2005	01 July 2006
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務)	RE	9	07 February 2005	01 July 2006
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司	RE	5	01 April 2003	01 July 2006
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務)	RE	1	01 April 2003	01 July 2006
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務)	RE	4	01 April 2003	01 July 2006
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務)	RE	5	01 April 2003	01 July 2006
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司	RE	4	01 April 2003	01 July 2006
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務)	RE	9	01 April 2003	09 August 2004
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務)	RE	6	01 April 2003	09 August 2004
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司	RE	6	01 April 2003	09 August 2004
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司	RE	9	01 April 2003	09 August 2004