Licences of SFC licenceholder AGP791 WOO Michael T 吳忠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RE 1, 4, 6 02 July 2013
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司
RE 1, 6 14 May 2007 23 March 2013