SFC Licences of WOO Michael T 吳忠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 02 July 2013 | 14 June 2021 |
| Merrill Lynch Far East Limited | RE | 4 | 02 July 2013 | 14 June 2021 |
| Merrill Lynch Far East Limited | RE | 1 | 02 July 2013 | 14 June 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 02 July 2013 | 14 June 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 02 July 2013 | 14 June 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 July 2013 | 14 June 2021 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 14 May 2007 | 23 March 2013 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 14 May 2007 | 23 March 2013 |