SFC Licences of YANG YUE Nin Yen, Gigi 楊俞年茵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Golden K2 Securities Limited RE 1 13 July 2018 28 November 2023
Maxcess Capital Limited 至成資本有限公司 RE 9 13 July 2018
Maxcess Capital Limited 至成資本有限公司 RE 4 13 July 2018
Carret Private Capital Limited RE 4 06 February 2017 11 May 2018
Carret Private Capital Limited RE 1 06 February 2017 11 May 2018
Carret Private Capital Limited RE 9 08 March 2016 11 May 2018
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RE 9 28 January 2016 02 March 2016
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RO 9 23 June 2015 28 January 2016
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 1 01 April 2003 20 September 2004
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 4 01 April 2003 20 September 2004
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 9 01 April 2003 20 September 2004
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 6 01 April 2003 05 June 2004