SFC Licences of YANG YUE Nin Yen, Gigi 楊俞年茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Golden K2 Securities Limited | RE | 1 | 13 July 2018 | 28 November 2023 |
Maxcess Capital Limited 至成資本有限公司 | RE | 9 | 13 July 2018 | |
Maxcess Capital Limited 至成資本有限公司 | RE | 4 | 13 July 2018 | |
Carret Private Capital Limited | RE | 4 | 06 February 2017 | 11 May 2018 |
Carret Private Capital Limited | RE | 1 | 06 February 2017 | 11 May 2018 |
Carret Private Capital Limited | RE | 9 | 08 March 2016 | 11 May 2018 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 9 | 28 January 2016 | 02 March 2016 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RO | 9 | 23 June 2015 | 28 January 2016 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 1 | 01 April 2003 | 20 September 2004 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 01 April 2003 | 20 September 2004 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 9 | 01 April 2003 | 20 September 2004 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 6 | 01 April 2003 | 05 June 2004 |