SFC Licences of LI Yuan 李源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 19 January 2005 | 01 August 2009 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 4 | 01 April 2003 | 19 January 2005 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 6 | 01 April 2003 | 19 January 2005 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 9 | 01 April 2003 | 19 January 2005 |