SFC Licences of LIU Ni Sha 廖妮沙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kingston Securities Limited 金利豐證券有限公司 RE 1 20 December 2010
AXA China Region Investment Services Limited 安盛投資服務有限公司 RE 4 01 April 2003 08 March 2007
AXA China Region Investment Services Limited 安盛投資服務有限公司 RE 6 01 April 2003 11 November 2004
AXA China Region Investment Services Limited 安盛投資服務有限公司 RE 9 01 April 2003 11 November 2004