SFC Licences of LIU Ni Sha 廖妮沙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 20 December 2010 | |
AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 4 | 01 April 2003 | 08 March 2007 |
AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 6 | 01 April 2003 | 11 November 2004 |
AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 9 | 01 April 2003 | 11 November 2004 |