SFC Licences of SHUM Ngo Sheung, Winnie 岑傲霜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 4 06 January 2004 27 March 2010
AXA China Region Investment Services Limited 安盛投資服務有限公司 RE 6 01 April 2003 11 April 2003
AXA China Region Investment Services Limited 安盛投資服務有限公司 RE 4 01 April 2003 11 April 2003
AXA China Region Investment Services Limited 安盛投資服務有限公司 RE 9 01 April 2003 11 April 2003