SFC Licences of SHUM Ngo Sheung, Winnie 岑傲霜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 06 January 2004 | 27 March 2010 |
AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 6 | 01 April 2003 | 11 April 2003 |
AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 4 | 01 April 2003 | 11 April 2003 |
AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 9 | 01 April 2003 | 11 April 2003 |