SFC Licences of LAM Sin Tak 林先德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 12 January 2011 | 01 April 2012 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 02 June 2010 | 30 April 2018 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 29 April 2009 | 02 June 2010 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 12 September 2007 | 01 January 2009 |
East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 01 April 2003 | 25 August 2007 |
East Asia Securities Company Limited 東亞證券有限公司 | RE | 4 | 01 April 2003 | 22 December 2003 |
East Asia Securities Company Limited 東亞證券有限公司 | RE | 6 | 01 April 2003 | 22 December 2003 |
East Asia Securities Company Limited 東亞證券有限公司 | RE | 9 | 01 April 2003 | 22 December 2003 |
East Asia Securities Company Limited 東亞證券有限公司 | RE | 7 | 01 April 2003 | 26 August 2003 |