SFC Licences of LIU Koon Ping, Anka 廖觀平

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 1 06 July 2021 06 January 2022
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 06 July 2021 06 January 2022
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 08 October 2010 12 December 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 19 April 2004 03 May 2007
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 31 March 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 31 March 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 22 September 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 22 September 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 22 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 22 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 22 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 22 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 22 September 2003