SFC Licences of ALEXANDER Michael Lewis
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 1 | 13 January 2011 | 15 June 2018 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 15 October 2010 | 13 January 2011 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 04 August 2005 | 19 July 2010 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 04 August 2005 | 19 July 2010 |
| CLSA Futures Limited 里昂期貨有限公司 | RO | 2 | 01 February 2005 | 04 August 2005 |
| CLSA Limited 中信里昂證券有限公司 | RO | 1 | 01 February 2005 | 04 August 2005 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 22 December 2004 | 01 February 2005 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 22 December 2004 | 01 February 2005 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 April 2003 | 16 November 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 01 April 2003 | 16 April 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 9 | 01 April 2003 | 08 January 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 01 April 2003 | 08 January 2004 |