SFC Licences of ALEXANDER Michael Lewis

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RO 1 13 January 2011 15 June 2018
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 1 15 October 2010 13 January 2011
CLSA Limited 中信里昂證券有限公司
RE 1 04 August 2005 19 July 2010
CLSA Futures Limited 里昂期貨有限公司
RE 2 04 August 2005 19 July 2010
CLSA Limited 中信里昂證券有限公司
RO 1 01 February 2005 04 August 2005
CLSA Futures Limited 里昂期貨有限公司
RO 2 01 February 2005 04 August 2005
CLSA Limited 中信里昂證券有限公司
RE 1 22 December 2004 01 February 2005
CLSA Futures Limited 里昂期貨有限公司
RE 2 22 December 2004 01 February 2005
Deutsche Securities Asia Limited 德意志證券亞洲有限公司
RE 1 01 April 2003 16 November 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司
RE 4 01 April 2003 16 April 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司
RE 6, 9 01 April 2003 08 January 2004