SFC Licences of LO Wan Wai, Isaac 盧運威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Siegfried Asset Management Limited 齊格飛資產管理有限公司 RO 9 17 January 2019
Siegfried Asset Management Limited 齊格飛資產管理有限公司 RO 4 17 January 2019
Siegfried Asset Management Limited 齊格飛資產管理有限公司 RO 1 17 January 2019
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 RE 9 11 February 2015 31 December 2018
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 RE 4 11 February 2015 31 December 2018
MIS Services Limited RE 9 19 November 2010 01 September 2012
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 9 05 July 2007 01 May 2008
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 5 05 July 2007 01 May 2008
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 4 05 July 2007 01 May 2008
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RE 1 16 June 2006 10 November 2006
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 9 16 June 2006 10 November 2006
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 4 16 June 2006 10 November 2006
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RE 4 01 April 2003 01 April 2004
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RE 9 01 April 2003 01 April 2004
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RE 6 01 April 2003 01 April 2004