SFC Licences of CHAU Kon Chiu 周幹弨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Stockwell Securities Limited 常滙證券有限公司 | RE | 1 | 01 July 2022 | |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 04 June 2013 | 30 June 2022 |
| CVP Securities Limited 星火證券有限公司 | RE | 1 | 03 May 2010 | 03 June 2013 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 25 July 2006 | 28 April 2010 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 08 September 2004 | 13 July 2006 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 18 March 2004 | 07 September 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 16 March 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 09 January 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 09 January 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 09 January 2004 |