SFC Licences of SIT Kam Yin 薛錦然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hou Tak Securities Limited 厚德證券有限公司 | RE | 1 | 29 December 2010 | 03 April 2013 |
Hou Tak Securities Limited 厚德證券有限公司 | RE | 1 | 03 December 2009 | 08 November 2010 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 06 June 2008 | 13 July 2009 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 06 June 2008 | 13 July 2009 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 27 September 2005 | 09 July 2007 |
East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 01 April 2003 | 27 September 2005 |
East Asia Securities Company Limited 東亞證券有限公司 | RE | 9 | 01 April 2003 | 22 December 2003 |
East Asia Securities Company Limited 東亞證券有限公司 | RE | 6 | 01 April 2003 | 22 December 2003 |
East Asia Securities Company Limited 東亞證券有限公司 | RE | 4 | 01 April 2003 | 22 December 2003 |
East Asia Securities Company Limited 東亞證券有限公司 | RE | 7 | 01 April 2003 | 26 August 2003 |